Graduate Faculty Membership Policies and Procedures

The graduate faculty of Northern Illinois University are vested with the responsibility for advancing the university's mission at the graduate level: establishing appropriate standards for admission to, and retention in, graduate studies, and recommending students to receive graduate degrees; initiating and maintaining high-quality graduate curricula; promoting scholarship among faculty and graduate students; fostering an institutional environment conducive to the pursuit of research and artistry; encouraging excellence in teaching among graduate faculty and graduate students; and promoting the integration of teaching, scholarship, and professional practice.

The graduate faculty are entitled to vote for faculty membership on the Graduate Council and in graduate faculty referenda; to teach courses for graduate credit; to serve on graduate students' thesis, dissertation, and other guidance and evaluation committees; and, with appropriate approval, to serve, as mentors and models, as academic advisers/directors for theses, dissertations, and other scholarly projects. The graduate faculty, except for provisional members, are entitled to serve as members of the Graduate Council. Exceptions to the provisions of this paragraph apply to graduate faculty who are not tenured or tenure-track members of the university faculty, as indicated in the following paragraph.

Graduate faculty membership is open to persons who meet the membership qualifications specified by the department of intended association, regardless of whether they are tenured or tenure-track members of the university faculty. Graduate faculty members who are not tenured or tenure-track members of the university faculty may be appointed and reviewed as Graduate Faculty Scholars, but they may have their graduate-faculty membership terminated at any time upon request of the departmental committee and department chair. Only tenured or tenure-track faculty members have access to the graduate-faculty membership appeal process; and only graduate faculty with tenure or tenure-track appointments are included in determining the apportionment of Graduate Council seats, and are eligible to vote for members of the Graduate Council or in graduate-faculty referenda. Only full and senior members of the graduate faculty are eligible to be elected to the Graduate Council.

These policies and procedures have been established to encourage academic units to develop, maintain, and adhere to appropriate professional standards for graduate faculty membership, and to provide for routine monitoring of these standards by the Graduate School.

The Graduate Council will set minimum qualifications for graduate faculty membership. Beyond those, appropriate discipline-specific qualifications, in terms of scholarship, graduate-level teaching, and other pertinent factors, shall be defined for each category of graduate faculty membership, including provisional, full, and senior members. Members granted graduate faculty scholar status shall meet the standards established for full members. Statements of these discipline-specific criteria shall be developed by each respective departmental faculty (or each recognized faculty unit therein). The criteria shall be formulated by an appropriate faculty committee within the department (or departmental subunit), and, upon receiving the endorsement of the department chair and college dean, shall be forwarded to the Graduate School.

A Graduate Faculty Membership Committee, reporting to the Graduate Council, will participate in the process to approve such criteria, and will serve as a faculty appeal body. The Committee shall be composed of senior graduate faculty members, representing all graduate degree-granting colleges, appointed by and from the Graduate Council; the dean of the Graduate School will chair the Committee, in an ex-officio, non-voting capacity.

Criteria for graduate faculty membership will generally be established by, and be applicable to, individual academic departments; and graduate faculty membership will generally be by department. However, intra-departmental units may be recognized by the Graduate Council if the units have distinguishable characteristics such as separate faculties, separate academic administrators, separate catalog course listings, and separate degree programs. Recognition will be considered by the Graduate Council upon petition of a majority of the graduate faculty in the proposed unit and consultation with the department chair and college dean.

The approval of departmental criteria will be by the following procedure: The criteria will be considered by the Graduate Faculty Membership Committee and then will be considered for approval by the Graduate Council. Minimum membership criteria are indicated in Section 3, for the three membership categories.

There are four categories of graduate faculty:

• Provisional Member
• Full Member
• Senior Member
• Graduate Faculty Scholar

Provisional, Full, and Senior categories are reserved for university tenure-track, tenured, and non-tenure-track faculty with at least an annual contract. Faculty granted emeritus status retain the graduate faculty status they had at the time of retirement. Non-emeritus retired faculty may be nominated by their department for membership as a graduate faculty scholar.

Provisional Member

A provisional member must have an appropriate terminal degree, or the equivalent, and, in accordance with approved departmental criteria, must have initiated a program of personal research or artistry. A provisional member may be proposed for full membership or senior membership at any time.

A provisional member may, with no further Graduate School approval, vote for faculty membership on the Graduate Council, vote in graduate faculty referenda, and teach courses for graduate credit. A provisional member may serve as a member of a student’s master’s or sixth-year thesis (or thesis analogue – such as a one-person show, recital, or final project), doctoral dissertation committee, or comprehensive examination committee. With a full or senior graduate faculty member, a provisional member may serve as co-director of a master’s thesis (or thesis analogue) or non-doctoral comprehensive examination committee, provided that the committee is otherwise constructed in accordance with the Graduate Catalog. Provisional membership is for a three-year, non-renewable term. Upon resignation or retirement from the university, a provisional member may at the request of the department(s) in which they have graduate faculty membership, retain provisional status for one year only.

Full Member

A full member must have an appropriate terminal degree, or the equivalent, and, in accordance with approved departmental criteria, must show evidence of advancing a program of personal research or artistry, the products of which have received positive assessment by independent external experts in the field according to the national standards in the discipline, or a record of achievement in practice commensurate with these expectations. A full member may be proposed for senior membership at any time. A full member who retires or resigns from the university may at the request of the department retain their graduate faculty status for one year.

A full member may, with no further Graduate School approval, serve as a member of the Graduate Council, vote for faculty membership on the Graduate Council, vote in graduate faculty referenda, teach courses for graduate credit, serve as a graduate student's academic adviser, and serve as a member of a graduate student's examination committee. With approval of the department chair, college dean, and dean of the Graduate School, a full member may serve as a member or director of a master's or sixth-year thesis (or thesis analogue) or as co-director (along with a senior member of the graduate faculty) of a doctoral dissertation or doctoral student examination committee, provided that the committee is otherwise constructed in accordance with the Graduate Catalog. In some exceptional circumstances, upon recommendation by the department and with the approval of the college and Graduate School, a full member may serve as director of a dissertation or doctoral student examination committee.

Senior Member

A senior member must have an appropriate terminal degree, or the equivalent, and, in accordance with approved departmental criteria, must show evidence of having established and maintained a program of personal research or artistry, the products of which have received positive assessment by independent external experts in the field according to the national standards in the discipline. A senior member will normally also have a record of active involvement in graduate teaching and in the guidance of scholarly activities of graduate students. A senior member who retires or resigns from the university may at the request of the department retain his/her graduate faculty status for one year.

A senior member may, with no further Graduate School approval, serve as a member of the Graduate Council, vote for faculty membership on the Graduate Council, vote in graduate faculty referenda, teach courses for graduate credit, and serve as a graduate student's academic adviser. With approval of the department chair, college dean, and dean of the Graduate School, a senior member may serve as a member or director of a graduate student’s examination, thesis (or thesis analogue), or dissertation committee.

Graduate Faculty Scholar

A graduate faculty scholar is an affiliate member of the graduate faculty, including former non-emeriti full and senior members of the NIU graduate faculty who have retired or resigned, temporary instructors and visiting faculty, university employees without academic appointments, and individuals external to the university who meet departmental and university qualifications to serve as a full member of the graduate faculty. A graduate faculty scholar has all the privileges of a full member, except for the right of membership on the Graduate Council, the right to vote for Graduate Council membership, and the right to vote in graduate faculty referenda. A graduate faculty scholar may teach graduate-level courses, and with approval of the department chair, college dean, and dean of the Graduate School, may serve as a member or director of a master's or sixth-year thesis (or thesis analogue ) or as co-director (along with a senior member of the graduate faculty) of a doctoral dissertation, provided that the committee is otherwise constructed in accordance with the Graduate Catalog.

Graduate faculty scholars are appointed to a maximum four-year, renewable term.

Each department (or recognized intra-departmental unit) is to have a committee of tenured or tenure-track, non-provisional graduate faculty members to examine the credentials of persons to be proposed for new membership, or for a change in membership category, in that unit; a majority of this committee must be senior members of the graduate faculty (unless the unit has fewer than three senior members). The department chair shall not be a voting member of this committee.

For each case, the recommendation of this departmental committee, of the department chair, and of the college dean, shall be forwarded to the Graduate School and to the faculty member. Any persons desiring to be considered for new membership or for a change in membership category shall be permitted to have their cases forwarded to the Graduate School. The dean of the Graduate School will approve or disapprove each recommendation . Actions possible if there is a negative recommendation or a disapproval at any step are described below.

All full and senior graduate faculty memberships shall be reviewed by the department, the dean of the college, the dean of the Graduate School, and the Graduate Council every eight years.

Department offices will be responsible for compiling and submitting the information to be used for this review, which will take place using the criteria previously approved for their discipline. An individual whose record is found out of conformance with those criteria will, upon concurrence of the dean of the Graduate School, be moved to the next lower category of graduate faculty membership (i.e., senior to full, or full to provisional for three years). Such a change in category may be appealed by the process described in the next section.

A faculty member who has been approved to direct a thesis or dissertation retains the approval for that thesis or dissertation, on recommendation of the department, if that faculty member's graduate faculty status is moved to a lower category of membership.

This periodic review shall also review the discipline's previously approved criteria for graduate faculty membership. The discipline's criteria to be used until the next program review shall be approved, through the Graduate Council.

Any recommendation or decision regarding graduate faculty membership may be appealed by the affected faculty member.

In the case of a negative recommendation from the departmental committee or the department chair, an explanation of the decision will be provided to the affected person. The faculty member may ask for a reconsideration of this negative recommendation in accordance with departmental procedures. The faculty member shall be informed of a negative recommendation by the college dean, and the reasons for it, at the time that recommendation is forwarded to the Graduate School.

If a negative recommendation reaches the Graduate School, the affected faculty member may submit a written appeal, to be considered by the dean of the Graduate School before their decision is reached. If the decision of the dean of the Graduate School is negative, the reasons shall be given to the faculty member, who then may submit a written appeal to the Graduate Council. That appeal statement will be included with the faculty member's credentials package that will then be examined by the Graduate Faculty Membership Committee and the Graduate Council. The appellant may appear personally at any of these steps in the appeal process. On considering the appeal, the Graduate Council and the dean of the Graduate School will decide to approve or disapprove, and their decision will be final. If the final decision is negative, the faculty member may be recommended again in a subsequent academic term.

Teaching Graduate - Level Courses

Persons who are not members of the graduate faculty may be granted permission to teach courses that carry graduate credit by the chair of the academic unit in which the person will be teaching. This provision makes available to the graduate student body persons from outside the regular university faculty who have important expertise to offer. Only persons who meet the requirements stipulated in the Faculty Credential Policy may be granted permission to teach. Colleges may require permission of the college dean or designee.