ARTICLE 8: SABBATICAL LEAVE POLICY
8.1 The university shall award sabbatical leaves for the purpose
of supporting and encouraging scholarship (research or artistry) on the
part of individual faculty members in order to strengthen the academic
programs of the university.
8.2 The criteria upon which the merit of sabbatical leaves shall
be judged shall be the quality of the proposed scholarship, the capacity
of the applicant to conduct the work, reports on previous sabbatical leaves
by the applicant, and the likelihood of the completion of the proposed
project.
8.3 The Procedure Followed Is Presented Below:
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8.31 Each applicant for sabbatical leave shall propose a program
of scholarship which is capable of being substantially advanced by means
of the leave. The applicant shall indicate the nature of the program, its
present state of development, and, in some detail, plans for advancing
the program during the leave. Documentation may be submitted in support
of the application.
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8.32 Each application shall be submitted through the chair of the
department in which the applicant holds rank for review by the department
personnel committee. In consultation with the chair, the committee shall
(1) evaluate the merit of each sabbatical leave application in the department;
(2) if there is more than one such application, rank them in order of merit;
and (3) recommend the approval or disapproval of each application, forwarding
it through the dean to the appropriate college personnel committee. The
chair shall prepare a cover letter to accompany the committee's rankings
which explains how the rankings were developed and how the criteria were
applied.
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Differences of opinion between a majority of the personnel committee and
the department chair shall be resolved at the department level whenever
possible. Otherwise, they shall be reported in detail to the college personnel
committee.
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The department chair shall notify each applicant, in writing, concerning
the committee's recommendation including ranking. A request for reconsideration
of the committee's recommendation shall be filed within 14 days of the
date of the notification from the chair. They shall be heard within the
department in accordance with department policies, prior to the start of
the deliberations of the college personnel committee.
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8.33 Individuals with academic rank in the university libraries
or in a college without academic departments shall submit their applications
to the personnel committee of their unit. Those leaves which are approved
shall be forwarded with accompanying justification to the University Council
Personnel Committee. The chief administrative officer of the unit shall
prepare a letter to accompany the committee's rankings which explains how
the rankings were developed and how the criteria were applied.
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8.34 The college personnel committee, in consultation with the dean,
shall evaluate the applications from all departments in the college, taking
into account department recommendations. The committee shall review any
differences of opinion referred to it by the departments and act in accordance
with its own best judgment on the dispute.
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On a college-wide basis, the committee shall rank applications recommended
for approval by the department personnel committees. The ranking shall
respect, insofar as possible, the rankings provided by the departments
and shall be based upon the committee's judgment of the relative scholarly
(research or artistry) merit of each project.
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The college dean shall notify each applicant, in writing, concerning the
committee's recommendation. Appeals of the committee's recommendation shall
be filed within 14 days of the dean's notification; they shall be heard
in accordance with the policies of the college, prior to the deliberations
of the university-level personnel committee. The college committee, through
the dean, shall forward its recommendations to the executive vice president
and provost. The dean shall prepare a cover letter to accompany the college
recommendations which explains how the rankings were developed and how
the criteria were applied. Where differences between a majority of the
college personnel committee and the dean are not resolved at the college
level, they shall be reported in detail to the University Council Personnel
Committee.
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8.35 Individuals with rank in an academic department, but assigned
to more than half-time administrative duties outside the college or department,
as well as faculty no-rank persons, may submit a sabbatical proposal for
scholarship on a topic appropriate to the applicant's responsibilities
and in accordance with the expertise involved in the person's position.
Such requests shall be submitted to the personnel committee of the administrative
unit involved, or, where no personnel committee exists, to the applicant's
immediate supervisor. Those leaves which are approved shall then be forwarded
with accompanying justification to the next level until they reach the
level of dean or vice president. The sabbatical leave requests should be
rank ordered at that level and then submitted through the executive vice
president and provost to the University Council Personnel Committee.
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8.36 Taking into account the recommendations of the appropriate
committees, the University Council Personnel Committee, in consultation
with the executive vice president and provost, shall evaluate all applications
for sabbatical leaves. The committee shall resolve any differences of opinion
referred to it. The committee shall combine the rankings of the several
colleges, taking care in the process to retain the relative rankings of
the applicants from each college. The university rankings shall be based
upon the committee's judgment of the relative scholarly merit of each proposal.
Taking into account the number of leaves available and its merit-ranking
of proposals, the committee shall assign each application to one of three
classes: (1) leaves granted, (2) standby leaves, (3) leaves disapproved.
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The executive vice president and provost shall notify each applicant in
writing concerning the University Council Personnel Committee's action.
Appeals of the committee's action shall be filed within 14 days of the
executive vice president and provost's notification and they shall be heard,
and action taken on them, before the committee's action is forwarded to
the president by the executive vice president and provost.
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If an approved leave is declined by a faculty member, the executive vice
president and provost shall assign that leave to the highest-ranking applicant
on the standby list.
8.4 Sabbatical Policies
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8.41 Sabbatical leaves shall ordinarily be limited to tenured faculty
members and non-temporary supportive professional staff members. Throughout
Bylaw 8.4, the term "faculty" shall include both ranked and no-rank (supportive
professional staff) faculty, unless specifically specified to the contrary.
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8.42 Sabbatical leaves shall be granted only in connection with
proposed or ongoing programs that promise to enhance the professional competence
and improve the professional standing of the faculty member.
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8.43 Sabbatical leaves ordinarily shall not be granted to a faculty
member in order: (a) to revise books designed primarily for use as texts,
(b) to retrain or develop competencies primarily for a different professional
position; (c) primarily to visit various locations of general, professional,
or academic interest; (d) to perform full-time duties at another institution
similar to the duties presently performed at NIU; (e) to complete a doctoral
or other terminal degree; (f) to carry out formal study at NIU.
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Sabbatical leaves for a semester at full pay shall not be granted to a
faculty member if, during the leave, the faculty member is to undertake
full- or part-time employment that is not an integral part of the scholarly
purpose of the leave.
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8.44 Within 30 days following resumption of regular duties at the
university, the faculty member shall submit a written report to the department
or division chair, to the dean or director, and to the executive vice president
and provost, describing the personal scholarly activities during the sabbatical
leave. The report shall become a part of each ranked faculty member's service
record for the purpose of merit evaluation as described in section 6.251
of the Bylaws, and as a basis for evaluation of subsequent leave requests
for all faculty. The departmental personnel committee and the department chair will review the report and indicate whether there is adequate documentation of the completion of work outlined in the sabbatical proposal or its equivalent. A copy of the review will be sent to the dean and executive vice president and provost's office for incorporation with the report in the faculty member's sabbatical record for consideration in recommendations by the University Council Personnel Committee regarding future sabbatical leave proposals. An individual granted a sabbatical leave assumes a professional
obligation to return to NIU for a period of at least one year subsequent
to the leave. Each report must include a brief statement of the scholarly
purpose for which the leave was granted.
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8.45 Sabbatical leaves shall be for one semester at full pay, or
one academic year at half-pay or for equivalent time as agreed among the
faculty member, the employing unit(s), and the relevant vice president.
Persons on 12-month appointments are also eligible for two consecutive
summer sessions at full pay.
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8.46 Each sabbatical leave application and project shall be considered
anew each year.
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8.47 A first sabbatical leave shall be granted only to a faculty
member who will have completed five years of full-time service by the time
the leave begins. Full-time service on a temporary appointment shall count
toward a sabbatical leave. Periods of time on leaves of absence without
pay shall count toward a sabbatical leave provided the University Council
Personnel Committee judges the activity associated with that leave without
pay to be comparable in professional significance to service as a member
of the faculty.
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8.48 A subsequent sabbatical leave may not begin before a faculty
member has completed full-time service for six years (i.e., 72 months)
since the end of his or her most recent sabbatical leave.